A Cybersecurity Reminder from Foreside’s Chief Risk Officer, Samantha Swift
As we say goodbye to October, Foreside’s Chief Risk Officer reminds us to carry forward the purpose of Cybersecurity Awareness Month – to promote the importance of cybersecurity (hygiene, best practices, and vigilance), to raise awareness of cyber risks, and to empower the public to be safer and more secure online. Visit CISA (https://www.cisa.gov/cybersecurity-awareness-month) for valuable (and free) resources to help you reduce your exposure to these threats, which bad actors continue to exploit during this crisis period. Do your part and #BeCyberSmart!
For Investment Advisors
State and federally registered advisors should take note since states have the right to investigate firms and their representatives to protect their residents. Here are a few of the headlines from the report:
- Treat Client Complaints Seriously. State regulators…